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Frauds and Scams > SEC (Securities And Exchange Commission)

The following information is about SEC (Securities And Exchange Commission).

SEC (Securities And Exchange Commission) Defined

A federal agency created in 1934 by an act of Congress to regulate various aspects of the securities industry. The SEC is made up of five commissioners, each appointed by the President, with the advice and consent of the Senate, for a five-year term. In order to ensure the political independence of the commissioners, no more than three may be from the same political party at any one time. The statutes administered by the SEC are designed to promote full public disclosure and protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce or through the mails must be registered with the SEC.

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Off-site SEC (Securities And Exchange Commission) Links, User Submitted

The following links have been collected through user bookmark submission in the SEC (Securities And Exchange Commission) category. Please note, because these resources are off-site we cannot guarantee the accuracy or quality of any information.

Mon Dec 22

Tue Nov 4

Fri Sep 19

  • Ban the shorts? A BIG mistake!: This is article is a reaction to the SEC's ban on short selling 799 select financial services companies (effective Sept 19 and ending Oct 2).

Wed Sep 17

Thu Aug 28

  • EDGAR Company Search: The place to come for information on listed (and private companies) in the US

Mon Aug 4

Tue Jul 22

Thu Oct 19

  • SEC Filings & Forms Search (EDGAR): Financial reports and filings of US publicly traded companies via the Securities and Exchange Commission (SEC). Includes quarterly (10-Q) and annual (10-K or 20-F) reports, and more. 10-Ks give information...

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