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Frauds and Scams > Transfer And Ship

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Transfer And Ship Defined

A designation made to a client's account to denote that securities are to be registered in the client's name. The certificates are then mailed directly to the client at the address on record. This process normally takes two to six weeks. Upon receiving the certificate, the client must find a safe location to keep the certificates. If they are lost, stolen or damaged, it is the shareholder's responsibility to have the certificates replaced, which is a labor intensive process.

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